Available Now

Optimising Risk Based Compliance Frameworks

Building Smarter, Stronger, and More Sustainable Compliance Systems
Format

Online
Course

Starting date

April
29 2025

Duration

8 hours

Price

$99
USD

What you are going to learn

Why This Course Matters

In an increasingly complex regulatory and business environment, "off-the-shelf" compliance frameworks are no longer enough.A truly risk-based approach protects organisations by making compliance proportionate, effective, defensible — and an enabler of strategic growth, not just a regulatory burden.

This course provides a practical, actionable guide to designing, enhancing, and embedding risk-based compliance frameworks that are proportionate, dynamic, and aligned with the real risks an organisation faces.

Participants will learn how to move beyond static, checkbox compliance towards building intelligent, agile frameworks that respond to changing risk profiles, regulatory expectations, and business needs.

The course covers the full lifecycle: from risk identification and control mapping, to monitoring, reporting, continuous improvement, and demonstrating compliance maturity to regulators and stakeholders.
Key Learning Objectives:
✅ Understand the core principles of a risk-based approach to compliance
✅ Identify and assess compliance risks effectively across different business models
✅ Design proportionate and fit-for-purpose policies, controls, and governance structures
✅ Build monitoring, reporting, and escalation mechanisms aligned to risk severity
✅ Integrate continuous improvement and benchmarking into compliance operations
✅ Develop a dynamic compliance risk management culture that evolves with the business

Who Should Attend:
  • Compliance Officers and Managers
  • Risk Managers
  • Internal Auditors
  • Governance, Risk and Compliance (GRC) Professionals
  • Regulatory Change Managers
  • Legal and Policy Professionals
  • Senior Managers responsible for risk and compliance oversight

Course Topics:
📌 Understanding the Risk-Based Compliance Framework
📌 Conducting Effective Compliance Risk Assessments
📌 Designing Controls and Policies Aligned to Risk Appetite
📌 Building Effective Monitoring and Reporting Systems
📌 Embedding Roles, Responsibilities, and Accountability
📌 Benchmarking and Continual Review of the Framework
📌 Common Pitfalls in Risk-Based Frameworks (and How to Avoid Them)
📌 Practical Case Studies and Framework Health-Checks

Course Format:
  • On-demand modules
  • Practical exercises
  • Self-assessment tools and templates