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Fintech and Crypto Leadership in a Regulated Environment

In today's rapidly evolving financial landscape, executives and leaders in fintechs and crypto firms face unique challenges in navigating regulatory requirements and ensuring compliance with financial crime regulations. This intensive training program provides senior executives with the essential knowledge and skills to effectively operate within regulated environments and mitigate the risks associated with financial crime in their organizations.
Format

Online
trainer led sessions

Starting date

TBC

11am-2pm GMT

Duration

4 x 3 hour sessions

Price

Early Bird: $449 USD

$599 USD

What you are going to learn

Course Structure

Module 1: Regulatory Landscape in Fintechs and Crypto
  • Overview of key regulatory frameworks
  • Regulatory challenges and compliance considerations

Module 2: Financial Crime Compliance
  • Understanding money laundering and terrorist financing risks
  • Compliance obligations and regulatory expectations

Module 3: Risk Management and Compliance Controls
  • Risk assessment methodologies
  • Implementing effective compliance controls

Module 4: Leadership in Compliance
  • Building a culture of compliance
  • Leadership strategies for promoting ethical conduct

Key Learning Objectives

  • Understanding Regulatory Frameworks: Gain comprehensive knowledge of the regulatory landscape governing fintechs and crypto firms, including key regulations such as KYC (Know Your Customer), AML (Anti-Money Laundering), and CTF (Counter-Terrorist Financing).

  • Navigating Compliance Challenges: Explore the complexities of compliance in fintech and crypto operations, including regulatory differences across jurisdictions, emerging compliance trends, and regulatory enforcement actions.

  • Risk Management Strategies: Develop effective risk management strategies to identify, assess, and mitigate regulatory and financial crime risks within fintech and crypto operations, including conducting risk assessments and implementing risk-based compliance programs.

  • Implementing Compliance Controls: Learn best practices for implementing robust compliance controls and procedures tailored to the unique risk profile of fintechs and crypto firms, including transaction monitoring, customer due diligence, and suspicious activity reporting.

  • Leadership in Compliance: Enhance leadership skills to foster a culture of compliance within the organization, promote ethical conduct, and ensure accountability at all levels of the organization.

Benefits

Equip senior executives with the knowledge and skills to navigate regulatory challenges and ensure compliance in fintech and crypto operations

Enhance organizational resilience against financial crime risks and regulatory scrutiny

Foster a culture of compliance and ethical conduct, driving long-term success and sustainability

Oonagh van den Berg

CEO & Founder of RAW Compliance
About me
Oonagh van den Berg is an award winning compliance officer with over 20 years’ experience in financial services. She is one of the leading voices and trainers globally in compliance risk management and has built and led various compliance risk framework developments and teams across the industry for a diverse range of financial entities, including traditional banks, Fintechs, and Crypto firms. She is an advocate for ethical compliance leadership and framework development, with increased automation including AI and Machine Learning integration.